Download Materials

A Free Adobe Acrobat Reader is required to access these files.

The following materials are available in Portable Document Format (PDF), which enables you to download, view, and print the materials. Directions for how to use the Adobe Acrobat Reader are included below; we suggest that you print this screen for reference.

Materials Now Available Through The Source
A comprehensive list of materials is available for view, print, and download from the Material Catalog in The Source. With access to nearly 600 documents, you can search through the catalog by conducing:

A basic keyword search by entering words that generally describe the material you are looking for.
An advanced search and identify specific criteria including product/service categories like ProCash Plus, material types such as Form, and target audience including individual investor.

Visit the Material Catalog today to retrieve the forms you need to manage your growing business.

+ General Products and Services

+ Operational Forms

- Retirement Products

	403(b)(7) Custodial Account Adoption Agreement and Plan Document Use this form to list employees under the 403(b)(7) plan.
	Asset Movement Authorization Form Use this form to request that assets be moved (via journal entry) between retail accounts and certain retirement accounts (IRAs, SEPs, and SARSEPs) in which Pershing LLC acts as the custodian or servicing agent.
	Contribution Authorization Form Use this form to make a contribution to a Traditional IRA, Roth IRA, SEP, SARSEP, SIMPLE IRA, or Education Savings Account.
	Designation of Beneficiary Form Use this form to specify a change in the beneficiary for a Traditional IRA, Roth IRA, SEP, SIMPLE IRA, or Education Savings Account.
	Education Savings Account Adoption Agreement and Plan Document Use this form to open an EducationSavings Account and define plan terms.
	IRA Adoption Agreement and Plan Document Use this form to open an IRA and define plan terms.
	IRA Distribution Form Use this form to request a distribution from a Traditional IRA, Roth IRA, SEP, SIMPLE IRA, or Education Savings Account.
	Pershing Government Account Prospectus This prospectus describes the Alliance money funds available through Pershing in a retirement account for which Pershing LLC is the custodian.
	QRP Distribution Request Form Use this form to request a distribution from a qualified retirement plan or a 403(b)(7) account.
	Qualified Designation of Beneficiary Form Use this form to specify a change in the beneficiary(ies) for a qualified retirement plan.
	Retirement Plan Contribution Form Use this form to contribute to an employer-sponsored retirement plan. The trustee/plan administrator must complete the form when sending a check requesting an internal movement of assets to a QRP, SEP, or SIMPLE plan.
	Roth IRA Adoption Agreement and Plan Document Use this form to establish a Roth IRA and define plan terms.
	Roth IRA Conversion/Recharacterization Form Use this form to reverse the amount(s), plus earnings, of a Traditional IRA, SEP, or SIMPLE IRA contribution or to transact a conversion in order to transfer the funds to a desired Roth IRA. Use this form for IRAs for which Pershing LLC acts as the custodian or servicing agent.
	SEP IRA Adoption Agreement and Plan Document Use this form to establish a simplified employee pension (SEP) individual retirement account (IRA) and define plan terms.
	SIMPLE IRA Adoption Agreement and Plan Document Use this form to establish a SIMPLE IRA and define plan terms.

+ Standard File Layouts

Directions:

Download and install a free copy of Adobe's Acrobat Reader if you do not already have it on your computer.

Click on one of the application links above*.

Depending on which Acrobat product you are using, as well as how it is configured, either the form will automatically be opened in the Adobe Acrobat Reader, or you will get a dialog box asking you how you wish to handle the file. Choose either Save File or Open Application.

-	If you choose *Save File*, you will be able to view the document using the Acrobat Reader once you save it on your hard drive.
-	If you choose *Open Application, click Search* and select the Acrobat Reader you have installed (e.g., c:\acroread\acroread.exe). After you choose Ok, the file will automatically appear in the Acrobat Reader.

At this point, you can print the application to a printer.

After you have printed the application, complete, sign and mail it to your firm.

If you have problems downloading the Acrobat files, visit the Adobe site for help.